AWS Certified Generative AI – Professional (AIP-C01) — Question 1

A finance company is developing an AI assistant to help clients plan investments and manage their portfolios. The company identifies several high-risk conversation patterns such as requests for specific stock recommendations or guaranteed returns. High-risk conversation patterns could lead to regulatory violations if the company cannot implement appropriate controls.
The company must ensure that the AI assistant does not provide inappropriate financial advice, generate content about competitors, or make claims that are not factually grounded in the company's approved financial guidance. The company wants to use Amazon Bedrock Guardrails to implement a solution.
Which combination of steps will meet these requirements? (Choose three.)

Answer options

• A. Add the high-risk conversation patterns to a denied topics guardrail.
• B. Configure a content filter guardrail to filter prompts that contain the high-risk conversation patterns.
• C. Configure a content filter guardrail to filter prompts that contain competitor names.
• D. Add the names of competitors as custom word filters. Set the input and output actions to block.
• E. Set a low grounding score threshold.
• F. Set a high grounding score threshold.

Correct answer: A, D, F

Explanation

The correct answer is A, D, and F because these steps effectively block high-risk conversation patterns and competitor mentions while ensuring that the AI assistant stays within regulatory boundaries. Option B and C do not fully address the requirement to manage high-risk patterns and competitor discussions, and options E does not provide adequate control over the AI's grounding score.