Certified Regulatory Compliance Manager (CRCM) — Question 304

Which of the following groups of employees should be trained on the detailed use of W-9 forms?

Answer options

• A. Senior management
• B. New account officers
• C. Auditors and accountants
• D. Security officers

Correct answer: B

Explanation

New account officers need to be trained on W-9 forms as they are often responsible for collecting tax information from clients. Senior management, auditors, accountants, and security officers typically do not handle W-9 forms directly in their roles, making them less relevant for this specific training.