Certified Regulatory Compliance Manager (CRCM) — Question 190

The institution need not provisionally credit the consumer's account if it requires but does not receive written confirmation of oral notice of error or if the error involves an account subject to the margin requirements of ______________.

Answer options

• A. Regulation T
• B. Regulation X
• C. Regulation Z
• D. Regulation E

Correct answer: A

Explanation

The correct answer is A, Regulation T, which pertains to margin requirements for securities transactions. The other options, Regulation X, Regulation Z, and Regulation E, relate to different financial regulations that do not specifically address margin requirements, making them incorrect in this context.